Cloud-Based Learning Management and Content Delivery

Custom compliance training

Cygnus Securities Training and Review Inc. operates a cloud-based learning management and content delivery system built specifically for Canadian securities registrants. Choose from a catalogue of training materials and tools created by leading industry professionals then combine them with your firm’s proprietary tools to build and track a personalized training regime in accordance with National Instrument 31-103 Registration, Exemptions and Ongoing Registrant Obligations.

Flexible Management of Courses

Create your own courses or rely on training by industry professionals to build and customize training programs.

Digital Catalogue

Access a catalogue of training materials made available by leading compliance and industry professionals.

Custom Content

Create and upload your firm’s own classes and courses – all through Cygnus’ interactive and simple online portal.

Self Managed

Assemble classes into customized courses for your firm’s dealing representatives, compliance staff, operations staff and executives.

Record Keeping

The system produces records of completion and transcript archives, to assist in monitoring and tracking training .

Prepare for upcoming amendments to NI 31-103

Securities firms will be required to provide and track compliance training for their team. Do you have the tools to succeed?

Fundamental Content Delivery. Made Simple.

Compliance training at your fingertips

Cygnus Training securely delivers engaging, interactive courses online and provides records of completion and archives for retrieval on demand. Whether you choose to create your own courses or rely on previously created training by compliance and industry professionals, Cygnus Training allows you to build and customize your training programs to ensure your team is up-to-date on key compliance requirements.

Know-Your-Client

Training for registered individuals on compliance with KYC obligations.

Know-Your-Product

Training for registered individuals on compliance with KYP obligations.

Suitability

Training for registered individuals on compliance with suitability obligations.

Conflicts of Interest

Training on identifying and assessing material conflicts of interest.

Client Identification

Training on anti-money laundering and terrorist financing compliance.

And More...

Specialized training in all facets of your firm’s compliance needs.

Cygnus Securities Training and Review Inc.

Full platform to be released September 2021.